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F/1.10 Library treatment of theses

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Contact Officer

Associate Director, Library Services (Information Resources and Research Support Services)

Approval Date

18/09/2009

Approval Authority

University Academic Board

Date of Next Review

01/09/2012

1.10.1 Policy statement
1.10.2 Application
1.10.3 Definitions
1.10.4 Roles and responsibilities
1.10.5 Cataloguing and access
1.10.6 Copyright matters
Related Documents
Modification History

1.10.1 Policy statement

QUT higher degree research theses are required to be made publicly available to researchers and the general public through the QUT Library, the QUT Digital Repository and the Australasian Digital Theses (ADT) database. On conclusion of the thesis examination process, the higher degree research candidate is required to submit their final thesis to the Research Students Centre for forwarding to the QUT Library.

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1.10.2 Application

This policy applies to theses submitted by higher degree research candidates for the awards of Doctor of Philosophy (PhD), Professional Doctorate by Research, and Masters by Research.

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1.10.3 Definitions

A thesis is the substantive work submitted for examination for the award of a higher degree by research.

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1.10.4 Roles and responsibilities

The QUT Library is responsible for cataloguing and making accessible both the print and digital versions of higher degree research theses, through the QUT Library, the QUT Digital Repository and the ADT database.

The Research Students Centre is responsible for ensuring that:

  • higher degree research candidates submit their thesis (in print and digital format) on completion of their studies, in accordance with the course regulations and the Requirements for Presentation of Theses, and
  • higher degree research theses (in print and digital format), together with documentation relating to any approved embargoes, restrictions or copyright permissions, are forwarded to the QUT Library for cataloguing and processing.

Higher degree research candidates are responsible for ensuring that relevant copyright permissions and requests for embargo are provided at the time of submitting their thesis to the Research Students Centre.

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1.10.5 Cataloguing and access

The QUT Library catalogues and manages access to theses which are to be provided by candidates in the following formats:

  • One bound print copy – for inclusion in the QUT Library collection
  • A digital copy – for inclusion in the QUT Digital Repository and the ADT database.

Theses are also catalogued onto the national database, Libraries Australia. The Library does not receive, catalogue, or archive physical items such as visual art works, sculptures, and primary materials submitted with a thesis. For some theses by creative works, it may only be possible to provide the exegesis.

Theses that are not under embargo or other restriction are placed in closed access in the QUT Library and are available on request for use within the Library.  Theses are not normally available for loan.

Restrictions

When submitting their final thesis, a higher degree research candidate, in consultation with their supervisor, may request that the thesis be embargoed. All embargos are subject to approval of the Dean of Research and Research Training. If an embargo is approved, the QUT Library will restrict all access to both the print and digital versions of the thesis until the restricted period (normally for up to two years) has expired.

Theses by creative works, such as a novel intended for publication, may be requested for embargo.

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1.10.6 Copyright matters

Copyright of a thesis is vested in the candidate. Copyright materials included in theses will only be reproduced in the QUT Digital Repository and the ADT database with proof of written permission from the copyright holder. Higher degree research candidates must ensure that appropriate approvals are obtained prior to submission of their thesis. Copyright material for which permission from the copyright holder has not been obtained must be removed from the digital version of a thesis by the higher degree research candidate, before it is submitted to the Research Students Centre for forwarding to the QUT Library.

Copying of theses may be undertaken by or on behalf of any person entitled to use the QUT Library, subject to the provisions of the Copyright Act 1968 (Cth).

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Related Documents

MOPP C/3.2 Award classifications

MOPP D/3.1 Intellectual property policy

MOPP F/1.3 E-print repository for research output at QUT

MOPP Appendix 9 QUT Doctor of Philosophy Regulations

Research Students Centre website

Requirements for presenting theses

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Modification History

Date Sections Source Details
18.09.09 All University Academic Board Policy revised and renamed
14.11.08 All University Academic Board Policy renumbered to F/1.10 (formerly C/10.3)

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